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This is basically an easy process but the detail is strictly governed by the Financial Services Authority which together with the Bishopsgate Compliance regime, is there for the protection of clients.
Step 1- Contact
Please contact us. Initially you will be asked if you want advisory or execution only service. If you want advisory, you will be asked a few questions that will include details of your current investments and investment goals in order to determine the suitability of presenting you with investments of differing risk profiles.
Alternatively you can download the PDF file and complete and return it to the address at the bottom of the form.
Step 2 - Fact Find
A copy of this form known as the 'Fact Find' together with a suite of information including our 'Risk Warnings'; 'Terms and Conditions' which you can also find elsewhere on this web site.
Step 3 - Money Laundering
We are obliged under the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003 (in common with all financial institutions) to undertake certain checks to ensure that no money laundering is taking place. This we can do 'on line' once we have received your permission to do so.
Step 4 - Broker Allocation
Once the above has been completed and you have read and understood the risk warnings; signed off and returned the appropriate forms, you will be allocated an experienced and qualified broker who, with appropriate regard to your risk profile, will present you with investment opportunities.
For more information, please contact us.
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Become A Client 
